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FPIF Strategic Dialogue

Minimizing the Miasma in Myanmar

David I. Steinberg | January 18, 2007

Editor: John Feffer, IRC

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Foreign Policy In Focus

As part of its new strategic dialogue, Foreign Policy In Focus asked David Steinberg and Kyi May Kaung the following questions: "Which is the best way to effect change in Burma/Myanmar -- through sanctions against the government, by engaging the leadership, or some combination of the two? Or, to put it another way, which case is more applicable to Burma: South Africa and regime change or China and gradual change?" Here is David Steinberg’s response:

The problems of Burma/Myanmar seem intractable. Sanctions of varying severity, public denunciations, international protestations, and vituperative language seem to have little affected the heightened power of the military regime in that state. Yet no other foreign policy issue facing Washington excites so little real dialogue on policy options. Isolation and quarantine are the preferred U.S. positions. The rigor and orthodoxy of Burmese military rule is also reflected in the orthodoxy of the opposition and their foreign institutional or personal supporters, whether expatriate Burmese or foreigners, especially Americans. Polarization of policy is even reflected in the surrogate indicator of legitimacy -- the use of either Burma or Myanmar as the country’s name.

Objective observers can accurately catalogue, even if they cannot quantify because of unreliable data, the problems facing that state: declining standards of living and increasing poverty, denial of political and human rights, political prisoners, minority tensions, environmental degradation, anomie, and insecurity and fear. In spite of Burmese government protestations of their innocence and the sometimes hyperbolic denouncements by expatriate dissidents of the atrocities of the regime (of which there are many and they are inexcusable), the undebated issue is: what is the most effective means to induce positive change in that highly complex state?

External U.S., and to a lesser degree European Union, sanctions and restrictive policies toward Burma/Myanmar have been based on an essentially unquestioned, yet questionable, set of hypotheses or assumptions that: external public pressures can delegitimize the military government or force the ruling elite to give up power; the military leadership is uniformly in favor of its present autocratic and isolationist policies; presently the only alternative government is the National League for Democracy (NLD); political reforms must precede economic or social reforms; and sanctions, once imposed, can be eliminated with relative ease should positive changes take place. These assumptions are all based on the underlying premise (shared or initiated by the NLD) that the primary problem is political; that progress in economic, social, cultural or other arenas is not possible without prior political resolution; and that the predominant role of the military in any society is anathema.

External conceptions of legitimacy are based on two factors: the importance of elections and the capacity of the state to deliver goods and services to its public. In both areas the military state has obviously failed. The NLD swept the May 1990 elections and were denied their victory. Poverty is the plight of about half the population, and their situation is deteriorating. Health and education services are in disarray. Yet the issue is more complex, for although foreign conceptions of legitimacy are important, they are by no means necessarily paramount to internal factors. The issue of legitimacy may internally also be disaggregated: how minorities, for example, regard a central regime may be quite different from the views of the majority Burmese population.

Internal factors related to legitimacy include nationalism, Buddhism, and rewritten history, elements that the military have assiduously cultivated. These stresses tend to subvert foreign pressures, including most obviously sanctions, for it becomes incumbent on the regime to stand up to, or appear to defy, public foreign pressures, while the junta attempts to delegitimize the opposition as the “axe handles,” or supporters, of foreign imperialist powers, especially the United States, which continues to call for recognition of the results of the 1990 election.

Imposing economic sanctions exemplifies moral opprobrium. Those that impose them secure the moral high ground -- politically important ground to those levying such sanctions and morally to those Burmese who have clearly suffered from regime opposition. But do sanctions work, and if so, when and how? Many suggest the effective anti-apartheid South African model, yet the analogy with Burma/Myanmar is not apt. In South Africa, all surrounding countries were in favor of sanctions; the elite, banking system, and business, and indeed civil society, were geared to Western Europe. Alas, none of the above applies to Burma. The only similarity is two attractive, brave Nobel Peace Prize winners. Perhaps a more apt example for Burma/Myanmar might be Cuba? Sanctions hurt ordinary people, not just governments.

It was patently evident that economic sanctions, unilaterally imposed or through the UN Security Council, could not succeed because none of the surrounding states, especially China but including India and ASEAN and even Japan, would condone such practices. Thus have sanctions essentially become theater, a public stage on which reality is set aside in favor of ineffective but well-meaning posturing. The moral position of the United States is undercut, however, by its less stringent human rights policies toward China, Vietnam, Laos, Cambodia, Pakistan, and other states.

The reality of the miasma in which Myanmar is now engulfed is better approached in responses rooted in a different set of assumptions reflecting the existential complexities of power in that state. These are:

  • The military’s primary goal is the retention of its effective authority.
  • The present military leadership, reflecting is role since independence, has no intention of relinquishing effective power, although it will likely eventually, at some unspecified time, mask its ultimate authority through a civilianized, tame, multi-party political system and present it to the world as “disciplined democracy.”
  • The leadership believes that the state is in dire danger of disintegration through minority secession, countenanced or supported by foreign elements, and that only the military can guarantee unity.
  • The present junta has no intention of allowing the NLD or its leadership to assume positions of supreme authority. Among the military are key but quiet individuals who would support more positive international and national policies if allowed.
  • The military leadership at the summit of power is hierarchically and often intentionally isolated from internal and external data, realities, and possibilities, and cannot normally be contradicted or even questioned.
  • Political, economic, and social systems (including the need for corruption) are closely integrated into entourage systems of personalized power that require multiple, coordinated approaches to reformation.
  • The enduring and endured problem facing the state has been, and is likely to continue to be, the development of some fair, Burmese method of the sharing of power among diverse cultural and ethnic groups, and that the present primary political focus obscures the more fundamental issue on which the long-term security of the state and its neighbors, and the well being of its peoples, depends.

Sanctions and related travel bans have cut off any effective higher level Western official contact with the military leadership. The public call for “regime change” or “unconditional surrender,” which are the effective sub-texts of this policy, results in reinforcing the regime’s belief that self-reliance and close relationships with its neighboring states, buttressed by its natural resource endowment and military power, can withstand such pressures, and that its own legitimacy is best maintained by a nationalistic response to foreign coercion. Yet the regime also fears the potential of external (U.S.) military intervention, which however unrealistic to foreign observers, is emotionally reinforced through the continuous foreign bellicose public language, which also encourages unrealistic expectations among some minority elements.

Sanctions, once imposed, politically cannot be removed without substantial progress the degree of which is likely to be disputed short of regime change. The most effective means to negotiate such change is the development of a policy that internationally guarantees the integrity of the Burmese state; begins a quiet, private dialogue directly or through Track II diplomacy with the leadership; results in specific mutual benchmarks on the part of the negotiating parties; supports humanitarian efforts through international non-governmental organizations and the fostering of an indigenous civil society, leading to pluralism; helps consolidate the roles of those in the elite seeking changes; and encourages alternative avenues of social mobility for aspiring youth that over time will lead to attractive opportunities for non-military advancement, and thus a diminished military role.

The possibilities of amelioration of the autocracy that is Burma/Myanmar do not primarily result from confrontational foreign policies to prompt economic collapse. Such changes are more likely to be based on a number of internal possibilities: internal military dissent over the tarnished reputation of the armed forces and their ineffective policies toward the people as a whole; the eventual passing of the present leadership to those more attuned to the state’s domestic and foreign needs; some unpredictable but egregious administration error that excites broad social protests; and some military-civilian compromise coalition that would include diverse elements in the societies that comprise that country. Compromise, a cardinal principle of democracies, is difficult, but however difficult should be encouraged, recognizing that it cannot completely satisfy all diverse groups. It is, however, better than autarchy. Democracy is not simply fair elections, but a process of building strong, pluralistic institutions over time--a process significantly bridled by a pattern of personalized power. However deftly formulated and administered, foreign influence in Burma/Myanmar will be constrained. Foreign blunderbuss policies are more than ineffective – they retard change.

Burma/Myanmar is strategically located and should be important to overall U.S. policies in East and South Asia. Isolation drives Burma/Myanmar into the orbits of its neighbors. Human rights and political liberalization should be elements of any U.S. strategy, but they remain only two strands of what needs to be a more knowledgeable, nuanced, calibrated, and multi-faceted set of approaches to that complex society.

Sanctions have failed their stated goal -- regime change. International public condemnation has not produced progress. Dialogue also has no guarantee of success and may not immediately work, but it has not been appropriately tried. Effective change cannot be externally imposed, but external understanding and contact could support reformist elements if they could be realistically identified and discretely assisted. This could not occur unless foreign nations focus on the well being of the Burmese peoples through a process of positive change and not in an overthrow of the regime.

FPIF contributor David I. Steinberg is Distinguished Professor and Director, Asian Studies Program, School of Foreign Service, Georgetown University.

 

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Published by Foreign Policy In Focus (FPIF), a project of the Institute for Policy Studies (IPS, online at www.ips-dc.org). Copyright © 2009, Institute for Policy Studies.

Recommended citation:
David I. Steinberg, "Minimizing the Miasma in Myanmar," (Silver City, NM and Washington, DC: Foreign Policy In Focus, January 18, 2007).

Web location:
http://fpif.org/fpiftxt/3916

Production Information:
Author(s): David I. Steinberg
Editor(s): John Feffer, IRC
Production: John Feffer, IRC

Latest Comments & Conversation Area
Editor's Note: FPIF.org editors read and approve each comment. Comments are checked for content only; spelling and grammar errors are not corrected and comments that include vulgar language or libelous content are rejected.
 
Name James Reuben Date: Jan 18, 2007
Dear Dr Steinberg

I am an expat and enjoyed reading your editorial. If only the US and others would take your approach, they may be able to help the very people who they accuse the Burmese govt of hurting. If you have ever visited Burma, you are aware of the dire situation that the people are in. However, without outside interaction and communication, there is a less chance of any improvement. Might a Nixon approach to china work?

Regards

Jim Reuben PhD

Associate Professor

University of Texas M.D. Anderson Cancer Center

Name Telford Wynn Date: Jan 18, 2007
I agree with many things what Prof.David Steinberg had pointed out. However, even though Sanction didn't work out in such a way we want to kid out the present military government, it doesn't rule out the possibility at all. Or it doesn't go in vain. When Burma's issue is escalated to the stage of UNSC, we clearly see the fear of Than Shwe rushing the national covention to be finished earlier. There was also internal delegation of authority to the next line of his click. There is also no doubt about the need of pluralism for nurturing internal forces. Presumably, growth of those forces will be able to dilute the military power in such a sensible or acceptable way for the sake of public benefits. However, without external pressure, it won't be realistic in believing that positive changes in Myanmar will lead all the way to democratization of Myanmar, which is crucial for fruitful building of the nation and solving ethinic conflicts and trauma in the long run. Therefore, perhaps we might need three faces as far as international relation is concerned with Myanmar. First face is to tough to push or coerce and second face is to give the hand to pull. Third one is to smile making friend with the regime and catalyzing the space for push and pull. All these threes need to be harmonized and strategic for offering internal forces and military rulers to co-exist for agreeable change. But the question is who is going to maneuvre the process and lead the way for strategizing and harmonizing.
Name Khin Zaw Win Date: Jan 28, 2007
David Steinberg has rightly pointed out that the present standoff – portrayed as a contest between the brave democrats and the dictatorship – is really a clash between two absolutisms, two autocracies and two dead-ends. Not the kind of entities that spare any genuine concern for the country that’s falling apart. At least the military regime does not portray itself as something it is not. The democratic movement on the other hand, especially the leading political party, has shown itself to be just as hierarchical, personalistic and autocratic at the top. Perhaps it is the luck of the draw that the movement came to be saddled with such leaders. But, more worryingly, there is the rank-and-file at home and abroad that continues to worship this leadership, parroting its sentiments and its tirades, and being hostile to divergent opinions even among the democrats. The enmity is thick enough to be cut with a knife. It is this very internecine animosity that, combined with paramilitaries and firearms left over from WW II, had led to the political bloodletting of the 1950s.

Professor Steinberg also lays his finger on the undebated issue of the most effective means to bring about positive change in the country. The depth of the analysis grounded in decades of experience with Myanmar comes across in his prescription for effective means to bring about change.

Sanctions and their failure are really a manifestation of a more deep-seated condition – that of leadership failure on the part of the “democratic opposition”. It just doesn’t work to mouth ‘national reconciliation’ and at the same time avidly call for sanctions. What the opposition seems to have overlooked is that sanctions goes against the national grain.

And in giving in to the theatre performance which sanctions have become, the US has lost leverage as well as credibility. Its ‘hate the junta’ efforts are turning into ‘hate Myanmar’ – as eloquently displayed in the arm-twisting to have the Global Fund Against AIDS, TB and Malaria terminate its assistance to Myanmar. We are witnessing a replay in Myanmar of the deep-seated blunders committed with regard to China in the 1940s. Being anti-communist was doctrinaire then but it didn’t help U.S. foreign policy in China. “Losing” China was also a prelude to the Cold War and to the Korean War amongst others. In the same vein, supporting democracy throughout the world, Myanmar included, is the accepted establishment position. I don’t contend with that. It is the choice of the means employed, of the democratic champion, and the U.S.’s unswerving support for it that has to be called into question.

What Prof. Steinberg has accomplished here is to marshall all the critical points and facts about the highly complex Myanmar situation and to present them on one page. I cannot think of a better exposition. It would serve a lot of people well – not least those in the US establishment – to pay heed to what has been set out here.

Khin Zaw Win
Former prisoner of conscience, activist, AIDS worker, policy writer, residing in Yangon.

Name Michael Beer Date: Feb 13, 2007
Sanctions have not yet worked to bring democracy to Burma. However, it can be argued that the process of cultural extermination of the ethnic minorities has been slowed. Appeasement/Engagement by other countries has not worked either in bringing about democracy or providing neighboring countries major financial benefits. Clearly there is no global unity among nation states. Anti-Apartheid sanctions took years before the US, UK, and others signed on to a global coordinated effort. Asean is talking tougher on Burma...but India is engaging...is there hope for a unified global strategy? With US blowing much of its political capital in the Middle East, serious leadership (beyond rhetoric) seems unlikely.

Blaming the NLD equally with the regime is silly. The military ruled for decades with only the opposition underground Communist Party. Blaming the modern opposition for Burma's plight is bizarre. NLD has always had a nuanced approach of carrots and sticks. Sanctions have always been carefully crafted by NLD as not to be extreme. Humanitarian aid for example is encouraged if it does not directly support the regime or its families through GONGOs.

As first demonstrated in 1990 elections, the vast majority of the Burmese people support the opposition. It is paternalistic and/or colonialistic to question the largely unified judgement of the Burmese people themselves.

Remember...unpopular regimes often look powerful...moments before their demise. Hope springs eternal.

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